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A FIRM IS ONLY AS STRONG AS ITS WEAKEST LINK

  • Would your firm pass an operational due diligence assessment?

  • Is your firm up-to-date on the latest industry regulations and best practices?

  • Does your firm have independent oversight on your board of directors?

  • Would your firm pass scrutiny if any regulators came knocking on your door?

  • Are your firm's in-house roles diversified enough?

 

 

  • Does your firm have unaddressed conflicts of interest?

  • Does your firm have enough working capital to survive?

  • Is your firm operating using industry best practices? 

  • How will your firm address potential human resource and legal issues?

  • Is your firm having difficulty raising capital?

We can help you answer these and many other questions.  

FUND ADMINISTRATION

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263 Tresser Blvd. 9th Floor Stamford, CT 06901