FUND INFRASTRUCTURE BUILDOUT
-
We work with the fund manager during the pre-launch and formation phase of the fund by assisting with the establishment of proper infrastructure, support and controls.
-
Services
-
Fund structuring, governance and marketing strategy
-
Assist fund in conducting an operational due diligence assessment
-
Manage document portal to support fundraising
-
Review legal documents
-
Assist in service provider selection
-
FUND INFRASTRUCTURE BUILDOUT
-
We work with the fund manager during the pre-launch and formation phase of the fund by assisting with the establishment of proper infrastructure, support and controls.
-
Services
-
Fund structuring, governance and marketing strategy
-
Assist fund in conducting an operational due diligence assessment
-
Manage document portal to support fundraising
-
Review legal documents
-
Assist in service provider selection
-
-
Would you pass muster if any regulators came knocking at your door?
-
Are you up on the latest industry regulations?
-
Do you have an independent third party on your board of directors?
-
Would you pass muster if any regulators came knocking at your door?
-
Are you up on the latest industry regulations?
-
Do you have an independent third party on your board of directors?
-
Would you pass muster if any regulators came knocking at your door?
-
Are you up on the latest industry regulations?
-
Do you have an independent third party on your board of directors?
-
Would you pass muster if any regulators came knocking at your door?
-
Are you up on the latest industry regulations?
-
Do you have an independent third party on your board of directors?
-
w
-
A
-
D
-
w
-
A
-
D
-
w
-
A
-
D
-
w
-
A
-
D


COMPLIANCE & REGULATORY SUPPORT
Is your firm up-to-date on current industry regulations?
-
Create a customized compliance program and manual
-
Design a code of ethics and employee manual
-
Construct a specifically tailored and thorough risk assessment
-
Provide guidance with regulatory filings, document preparation and review
-
Oversee FATCA reporting
-
Prepare for regulatory audits & mock audits
-
Conduct annual compliance reviews & training
-
Advise on industry best practices and regulatory updates
-
Assist in GIPS compliance readiness